
Mumia Abu-Jamal's Death Sentence Overturned, but
Conviction Upheld
Shannon P. Duffy
The Legal Intelligencer
03-28-2008
The long-awaited decision handed down Thursday in notorious cop killer
Mumia Abu-Jamal's federal appeal weighed in at 118 pages but changed
nothing as the 3rd U.S. Circuit Court of Appeals affirmed a lower
court's ruling that upheld Abu-Jamal's conviction but overturned his
death sentence because of potentially confusing jury instructions.
But a dissenting judge said he would also have ordered new hearings on
whether Abu-Jamal can prove that prosecutors improperly struck blacks
from the jury.
In the majority opinion, Chief 3rd Circuit Judge Anthony J. Scirica
found that Senior 3rd Circuit Judge William H. Yohn Jr. was correct in
holding that Abu-Jamal is entitled to a new sentencing hearing because
the jury that sentenced him to die in 1982 for killing Philadelphia
police Officer Daniel Faulkner received faulty jury instructions on the
issue of how to deliberate during the penalty phase.
Yohn, in a December 2001 ruling, found that the jury instructions and
the verdict form could have left jurors with the incorrect perception
that they needed to be unanimous on any "mitigating factor" that would
support a vote against death.
Such jury instructions, Yohn found, violate the U.S. Supreme Court's
1988 decision in Mills v. Maryland.
Scirica agreed, saying "the jury instructions and the verdict form
created a reasonable likelihood that the jury believed it was precluded
from finding a mitigating circumstance that had not been unanimously
agreed upon."
On that point, the 3rd Circuit panel was unanimous.
But the court was divided on the issue of whether Abu-Jamal is entitled
to a new trial on the murder charge on the grounds that prosecutors
violated Batson v. Kentucky by using two-thirds of their peremptory
strikes to keep blacks off the jury.
Scirica, in an opinion joined by Senior 3rd Circuit Judge Robert E.
Cowen, found that Abu-Jamal cannot pursue a Batson claim because his
lawyers never lodged an objection at trial.
"We believe a timely objection is required to preserve this issue on
appeal. Accordingly, Abu-Jamal has forfeited his Batson claim by
failing to make a timely objection," Scirica wrote.
But in dissent, 3rd Circuit Judge Thomas L. Ambro complained that his
colleagues were making it too hard to lodge a Batson claim for a
defendant like Abu-Jamal, whose trial was held before Batson was
decided.
"I fear today that we weaken the effect of Batson by imposing a
contemporaneous objection requirement where none was previously present
in our court's jurisprudence and by raising the low bar for a prima
facie case of discrimination in jury selection to a height unattainable
if enough time has passed such that original jury records are not
available," Ambro wrote.
Abu-Jamal's lead attorney said he was glad the court did not reinstate
the death sentence, but he wants the full court to rehear the case and
grant his client a new trial.
"I've never seen a case as permeated and riddled with racism as this
one," Robert R. Bryan said. "I want a new trial, and I want him free.
His conviction was a travesty of justice."
In a press conference Thursday afternoon, District Attorney Lynne
Abraham said she was pleased that the appellate court had rejected
every argument raised by Abu-Jamal alleging impropriety by police,
attorneys or the courts.
"I am extremely pleased that the 3rd Circuit, after 26 years, has
finally come to this day," she said. "This has been a long day in
coming."
Abraham also had harsh words for Abu-Jamal's supporters and said the
ruling should dispel any myths about his innocence.
"This assassination has been made a circus by those people in the world
and this city who believe falsely that Mumia Abu-Jamal is some kind of
a folk hero. He is nothing short of an assassin," Abraham said.
Abu-Jamal's case has garnered international attention, and his appeals
have been waged for more than a quarter of a century.
In his federal habeas corpus petition, Abu-Jamal claimed that the
Pennsylvania courts made dozens of errors in the handling of several
rounds of appeals.
But in his 272-page decision in 2001, Yohn rejected all but one of the
claims.
Despite overturning Abu-Jamal's death sentence, Yohn's ruling was
otherwise a major victory for the Philadelphia District Attorney's
Office because it rejected 28 of the 29 claims in Abu-Jamal's petition,
including claims that the trial judge violated his rights by repeatedly
removing him from the courtroom because of his angry outbursts.
Before tackling the legal issues, Yohn laid out a chilling account of
Abu-Jamal's crime.
On Dec. 9, 1981, on Locust Street between 12th and 13th streets in
Philadelphia's Center City, Officer Faulkner pulled over a vehicle
driven by Abu-Jamal's brother, William Cook.
Faulkner called for backup, and Cook exited his vehicle and scuffled
with Faulkner. Seeing the altercation, Abu-Jamal ran to the scene from
a parking lot across the street.
As Abu-Jamal approached Faulkner, he shot him in the back, Yohn said.
While falling, Faulkner fired at Abu-Jamal and struck him in the chest.
Abu-Jamal then stood over the fallen Faulkner and fired four more
shots, the first of which entered Faulkner's brain between his eyes,
the opinion said.
Wounded, Abu-Jamal then walked several steps away from the dying
officer and dropped down, sitting on the curb. Cook remained on the
scene standing near the wall of the adjacent building.
Within one minute of Faulkner's radio call, Officers Robert Shoemaker
and James Forbes approached the scene, where a cab driver advised them
that an officer had been shot. Faulkner was taken to Jefferson Hospital
immediately and later was pronounced dead.
As Shoemaker approached, Abu-Jamal reached for something on the
sidewalk. Despite Shoemaker's repeated orders to "freeze," Abu-Jamal
continued to move toward the object. Drawing closer, Shoemaker
identified the object as a gun and kicked Abu-Jamal in the chest to get
him away from it before kicking the gun out of his reach, Yohn wrote.
At trial, prosecutors presented four eyewitnesses, including Cynthia
White, who testified that she witnessed Abu-Jamal run out of a parking
lot as Faulkner attempted to subdue and handcuff Cook. Robert Chobert
testified that he heard a shot, looked up, saw the victim fall and then
saw Abu-Jamal shoot Faulkner in the face.
Yohn's ruling was a major setback for Abu-Jamal not only because it
rejected 28 of his 29 claims but also because it said that only one of
the rejected claims -- the Batson issue -- should be certified for
appeal.
Now the 3rd Circuit has upheld Yohn's ruling in all respects.
Most of Scirica's opinion is devoted to two issues: whether Abu-Jamal
can prove a Batson violation, which would entitle him to an entirely
new trial, and whether the jury was properly instructed in the penalty
phase.
Scirica found that Abu-Jamal cannot bring a Batson claim because his
lawyers failed to object during the voir dire process.
"A Batson claim requires a fact-intensive inquiry into the prosecutor's
use of peremptory challenges. A timely objection gives the trial judge
an opportunity to promptly consider alleged misconduct during jury
selection and develop a complete record," Scirica wrote.
Although Batson had not yet been decided at the time of Abu-Jamal's
trial, Scirica found that "even before Batson, a timely objection of
racial bias involving jury composition would have alerted the judge to
errors that might be corrected in the first instance and given the
judge the opportunity to develop a complete record of the jury
selection process for appellate review."
But even if Abu-Jamal were allowed to bring the claim, Scirica found
that it would fail because courts cannot analyze whether a prosecutor
engaged in racially motivated conduct in jury selection without knowing
critical facts that are missing from Abu-Jamal's record.
Scirica said Yohn had noted "four missing pieces of evidence" that are
often used when evaluating whether a defendant can establish a prima
facie Batson violation: the racial composition of those jurors
dismissed by the defendant, the total number of jurors in the jury
pool, the racial composition of the jury pool and the number and race
of those dismissed for cause.
"Without this evidence," Scirica wrote, "we are unable to determine
whether there is a disparity between the percentage of peremptory
strikes exercised to remove black venirepersons and the percentage of
black jurors in the venire."
Turning to the death penalty phase, Scirica found that Yohn was correct
in holding that the Pennsylvania courts had erred by rejecting
Abu-Jamal's claim that the jury may have been confused by the judge's
instructions and the wording of the verdict form.
In combination, Scirica said, the instructions and the verdict form may
have led jurors to believe that they could not cast a vote against the
death penalty unless the jury had unanimously agreed on at least one
mitigating factor.
"There is nothing in the verdict form to clarify that the jury should
apply the unanimity requirement to aggravating circumstances, but not
to mitigating circumstances," Scirica wrote.
The judge's instructions also "risked jury confusion" about a unanimity
requirement for both aggravating and mitigating circumstances, Scirica
found.
"Throughout the jury instructions, the court repeatedly emphasized
unanimity in close relation to its discussion of mitigating
circumstances," Scirica wrote.
The Associated Press contributed to this report.
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