
State bar seeks to suspend Santa Clara County deputy
district attorney
By Fredric N. Tulsky
10/17/2008
Contending that a top local prosecutor repeatedly sought to subvert
justice, the state bar is recommending that Ben Field be suspended from
practicing law for three years — a punishment that would represent an
unheard of public discipline against a Santa Clara County deputy
district attorney.
The harsh recommendation against Field follows a well-publicized
hearing into his conduct. It is one of several signals that the
disciplinary board and appellate judges are responding aggressively to
instances of questionable official conduct in local criminal cases in
the wake of a 2006 Mercury News series that examined courtroom
misconduct.
Defense lawyer Jamie Harmon is facing trial later this month on a
20-count state bar complaint, accusing her of neglecting the cases of
some criminal defendants and misrepresenting what would happen to other
clients if they pleaded guilty without going to trial. Sources say the
disciplinary board has stepped up investigations against other Santa
Clara County prosecutors in addition to Field, though none of those
cases has yet become public.
And the 6th District Court of Appeals has overturned several
convictions in recent months after finding errors by Santa Clara County
judges in their conduct of cases — including four cases in the past six
months that were presided over by Judge Paul Bernal. The appellate
court took the rare step in three of those cases of ordering the
decisions to be published in the official court reporter, an action
that brings heightened public attention to the case.
Taken together, the actions suggest heightened scrutiny of instances of
questionable conduct by local prosecutors and judges — a sharp break
with past practice. The Mercury News series "Tainted Trials, Stolen
Justice" documented widespread instances of such conduct that generally
occurred without repercussion. Many of the recent instances of scrutiny
involve courtroom figures whose conduct had received attention in the
newspaper series.
"There is clearly greater attention," said Gerald F. Uelmen, a Santa
Clara University law professor who recently directed a statewide
commission exploring causes of wrongful conviction.
High-profile case
No case has attracted as much attention as that of Field, a
high-profile prosecutor who has aspired to become a judge. Many in the
Santa Clara County legal and political community came to his defense
after he was accused of violating judge's orders and failing to
promptly provide the defense with potentially helpful evidence; his
defenders included former San Jose Mayor Susan Hammer, District
Attorney Dolores Carr and her predecessor, George Kennedy. Bar
prosecutors said in a September filing that Field's support was the
only reason they were not seeking his disbarment. Field "still does not
understand that he stepped far outside his professional obligations and
committed serious misconduct," states the filing of bar trial counsel
Donald R. Steedman and Cydney Batchelor. The bar prosecutors also
questioned Field's claim that he will be more careful in the future,
contending that Field "evinced no change in the arrogant attitude"
throughout those cases, and up through the disciplinary hearing.
The bar contends the four cases demonstrated repeated "acts of
dishonesty and an intent to subvert the proper workings of the criminal
justice system." In one case they cited, Field concealed from defense
attorneys that he knew the location of a witness whom the defense was
having trouble locating. Instead, he urged that defense efforts to win
a new trial be rejected because the witness was missing.
Field's counsel, Allen Ruby, will file a response to the recommendation
this month, after which a hearing officer will rule on what discipline
is warranted. That decision is subject to internal review and,
potentially, an appeal to the state Supreme Court — meaning any final
decision is likely months away.
Ruby said last week that he believes the bar prosecutors are "taking on
extraordinary new power," serving as "uber-prosecutors to oversee and
regulate tens of thousands of prosecutors." Field concedes he should
have acted differently in several instances, Ruby said; the dispute is
whether that conduct deserves discipline.
In the past, the bar has rarely brought public cases against
prosecutors — a 2006 Mercury News review found only one case statewide
in a five-year period. But in recent months, several of Field's
colleagues in the Santa Clara District Attorney's Office have received
letters from the state bar notifying them of inquiries into their
conduct, sources say.
Chief Assistant District Attorney Marc Buller said last week that the
charges against Field had heightened concern by attorneys when they
receive such notices. "All of us take notice of inquiries differently
now," said Buller. "It is your livelihood."
Defense attorney
Nor is the bar looking only at local prosecutors' conduct.
The bar complaint against Harmon, a local prosecutor turned defense
attorney, is based on her representation of 10 defendants whom the bar
contends she failed to properly represent — a strikingly high number
that reflects a broad inquiry into her conduct. In several cases,
Harmon is accused of failing to file the necessary legal papers or
appear in court as scheduled. In one case, Harmon falsely told the
court that psychologist Kevin Kelley was lined up to interview her
client, though there is no California licensed psychologist with that
name.
Harmon's attorney, Jonathan Arons, said last week that the bar charges
are "way overblown," and insisted many would not stand up at trial.
In addition to disciplinary proceedings, cases of questionable conduct
also have drawn the attention of the appellate courts, which
historically have seldom overturned verdicts. But since April, the 6th
District Court of Appeal has overturned four cases after finding errors
by Judge Bernal, a former district attorney whose conduct as both
prosecutor and judge had drawn past criticism.
Uelmen, the Santa Clara University professor, called that number of
reversals of one judge in such a short period "very unusual." E. Dallas
Sacher, deputy director of the 6th District Appellate Project, said in
his 22 years helping coordinate appellate defenses he could not recall
any other judge being reversed with such frequency.
The court ruled in April that Bernal improperly ordered the involuntary
commitment of a sexually violent predator after extensive delays that
denied him a speedy trial. Since then, the court has overturned
convictions in three other cases presided over by Bernal; most
recently, last month, the court overturned a car theft case because the
judge had permitted prosecutors to introduce improper evidence at trial.
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