
January 5, 2010
Sidebar
Group Gives Up Death Penalty Work
By ADAM LIPTAK
WASHINGTON
Last fall, the American Law Institute, which created the intellectual
framework for the modern capital justice system almost 50 years ago,
pronounced its project a failure and walked away from it.
There were other important death penalty developments last year: the
number of death sentences continued to fall, Ohio switched to a single
chemical for lethal injections and New Mexico repealed its death
penalty entirely. But not one of them was as significant as the
institute’s move, which represents a tectonic shift in legal theory.
“The A.L.I. is important on a lot of topics,” said Franklin E. Zimring,
a law professor at the University of California, Berkeley. “They were
absolutely singular on this topic” — capital punishment — “because they
were the only intellectually respectable support for the death penalty
system in the United States.”
The institute is made up of about 4,000 judges, lawyers and law
professors. It synthesizes and shapes the law in restatements and model
codes that provide structure and coherence in a federal legal system
that might otherwise consist of 50 different approaches to everything.
In 1962, as part of the Model Penal Code, the institute created the
modern framework for the death penalty, one the Supreme Court largely
adopted when it reinstituted capital punishment in Gregg v. Georgia in
1976. Several justices cited the standards the institute had developed
as a model to be emulated by the states.
The institute’s recent decision to abandon the field was a compromise.
Some members had asked the institute to take a stand against the death
penalty as such. That effort failed.
Instead, the institute voted in October to disavow the structure it had
created “in light of the current intractable institutional and
structural obstacles to ensuring a minimally adequate system for
administering capital punishment.”
That last sentence contains some pretty dense lawyer talk, but it can
be untangled. What the institute was saying is that the capital justice
system in the United States is irretrievably broken.
A study commissioned by the institute said that decades of experience
had proved that the system could not reconcile the twin goals of
individualized decisions about who should be executed and systemic
fairness. It added that capital punishment was plagued by racial
disparities; was enormously expensive even as many defense lawyers were
underpaid and some were incompetent; risked executing innocent people;
and was undermined by the politics that come with judicial elections.
Roger S. Clark, who teaches at the Rutgers School of Law in Camden,
N.J., and was one of the leaders of the movement to have the institute
condemn the death penalty outright, said he was satisfied with the
compromise. “Capital punishment is going to be around for a while,”
Professor Clark said. “What this does is pull the plug on the whole
intellectual underpinnings for it.”
The framework the institute developed in 1962 was an effort to make the
death penalty less arbitrary. It proposed limiting capital crimes to
murder and narrowing the categories of people eligible for the
punishment. Most important, it gave juries a framework to decide whom
to put to death, asking them to balance aggravating factors against
mitigating ones.
The move to combat arbitrariness without giving up sensitivity to
individual circumstances is known as “guided discretion,” which sounds
good until you notice that it is a phrase at war with itself.
The Supreme Court’s capital justice jurisprudence since 1976 has only
complicated things. Justice Harry A. Blackmun conceded in 1987 that
“there perhaps is an inherent tension between the discretion accorded
capital sentencing juries and the guidance for use of that discretion
that is constitutionally required.”
That was an understatement, Justice Antonin Scalia said in 1990. “To
acknowledge that ‘there perhaps is an inherent tension,’ ” he wrote,
“is rather like saying that there was perhaps an inherent tension
between the Allies and the Axis powers in World War II.”
Justice Scalia solved the problem by vowing never to throw out a death
sentence on the ground that the sentencer’s discretion had been
unconstitutionally restricted.
In 1994, Justice Blackmun came around to the view that “guided
discretion” amounted to “irreconcilable constitutional commands.” But
he drew a different conclusion than Justice Scalia had from the same
premise, saying that “the death penalty cannot be administered in
accord with our Constitution.” He said he would no longer “tinker with
the machinery of death.” The institute came to essentially the same
conclusion.
Some supporters of the death penalty said they welcomed the institute’s
move. Capital sentencing “is so micromanaged by Supreme Court
precedents that a model statute really serves very little function,”
Kent Scheidegger of the Criminal Justice Legal Foundation wrote in a
blog posting. “We are perfectly O.K. with dumping it.”
Mr. Scheidegger expressed satisfaction that an effort to have the
institute come out against the death penalty as such was defeated.
But opponents of the death penalty said the institute’s move
represented a turning point.
“It’s very bad news for the continued legitimacy of the death penalty,”
Professor Zimring said. “But it’s the kind of bad news that has many
more implications for the long term than for next week or the next term
of the Supreme Court.”
Samuel Gross, a law professor at the University of Michigan, said he
recalled reading Model Penal Code as a first-year law student in 1970.
“The death penalty was an abstract issue of little interest to me or my
fellow students,” Professor Gross said. But he remembered being
impressed by the institute’s work, saying, “I thought in passing that
smarter people than I had done a sensible job of figuring out this
tricky problem.”
Things will look different come September, Professor Gross said.
“Law students who take first-year criminal law from 2010 on,” he said,
“will learn that this same group of smart lawyers and judges — the ones
whose work they read every day — has said that the death penalty in the
United States is a moral and practical failure.”
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